SFC Licences of TANG Wai Yi 鄧惠儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AAA Securities Co. Limited RO 1 26 May 2017
AAA Securities Co. Limited RE 1 06 April 2017 26 May 2017
Quam Securities Limited 華富建業證券有限公司 RE 1 06 November 2013 28 March 2017
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 17 August 2004 21 August 2013