SFC Licences of TANG Wai Yi 鄧惠儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AAA Securities Co. Limited | RO | 1 | 26 May 2017 | |
AAA Securities Co. Limited | RE | 1 | 06 April 2017 | 26 May 2017 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 November 2013 | 28 March 2017 |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 17 August 2004 | 21 August 2013 |