SFC Licences of HO Shuk Yi, Susanna 何淑儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gram Capital Limited 嘉林資本有限公司 | RO | 6 | 29 May 2014 | |
| VC Capital Limited 滙盈融資有限公司 | RO | 6 | 21 March 2011 | 29 April 2014 |
| VC Capital Limited 滙盈融資有限公司 | RE | 6 | 03 January 2011 | 21 March 2011 |
| First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 07 September 2007 | 28 December 2010 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 06 September 2005 | 23 August 2007 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 08 July 2005 | 23 August 2007 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 08 July 2005 | 23 August 2007 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 28 June 2004 | 08 July 2005 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 28 June 2004 | 08 July 2005 |