SFC Licences of YUNG Tze Mei, Dorothy 翁紫薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tianlong Securities Co., Limited 天龍證券股份有限公司 RO 9 31 August 2020 31 December 2023
Tianlong Securities Co., Limited 天龍證券股份有限公司 RO 4 31 August 2020 31 December 2023
VC Asset Management Limited 滙盈資產管理有限公司 RO 9 16 January 2020 30 June 2020
VC Brokerage Limited 滙盈證券有限公司 RO 4 16 January 2020 30 June 2020
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RO 9 20 July 2018 16 January 2019
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RO 4 20 July 2018 16 January 2019
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RE 9 25 June 2018 20 July 2018
Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 RE 4 25 June 2018 20 July 2018
China Credit International Securities Co., Limited 中誠國際證券有限公司 RO 9 17 May 2017 29 December 2017
China Credit International Securities Co., Limited 中誠國際證券有限公司 RO 4 17 May 2017 29 December 2017
China Credit International Securities Co., Limited 中誠國際證券有限公司 RE 9 24 April 2017 17 May 2017
China Credit International Securities Co., Limited 中誠國際證券有限公司 RE 4 24 April 2017 17 May 2017
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 9 15 April 2013 14 April 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 28 December 2012 14 April 2017
Athena Wealth Management Limited 智富財富管理有限公司 RE 1 18 April 2012 15 November 2012
Asset Management Group Limited 資產管理集團有限公司 RE 1 15 November 2010 05 March 2012
Asset Management Group Limited 資產管理集團有限公司 RE 4 09 January 2009 05 March 2012
Gayang Securities Limited 嘉銀證券有限公司 RE 4 01 March 2006 15 December 2008