SFC Licences of CARTWRIGHT Matthew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 06 July 2017 | 11 January 2018 |
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 06 July 2017 | 11 January 2018 |
Asia Debt Management Hong Kong Limited | RE | 9 | 22 March 2007 | 18 January 2011 |
Asia Debt Management Hong Kong Limited | RE | 9 | 13 April 2004 | 13 December 2004 |