SFC Licences of BURR Alan John Phillip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RE | 2 | 19 June 2020 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 June 2016 | 30 April 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 05 February 2015 | 30 April 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 19 December 2014 | 05 February 2015 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 2 | 02 August 2013 | 18 December 2014 |
| SG Asset Finance (Hong Kong) Limited | RO | 2 | 02 August 2013 | 18 December 2014 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 11 September 2012 | 02 August 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 11 September 2012 | 02 August 2013 |
| Natixis Asia Limited | RO | 2 | 14 August 2008 | 31 August 2012 |
| Natixis Commodity Markets (Asia) Limited | RO | 2 | 12 September 2006 | 30 September 2008 |
| Natixis Commodity Markets (Asia) Limited | RE | 2 | 23 March 2004 | 12 September 2006 |