Current licenceholders of ALB641 Natixis Asia Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
ZHOU Xinwen 周心文 RE 4 (Advising on Securities) 2021-01-18
ZHOU Xinwen 周心文 RE 1 (Dealing in Securities) 2021-01-11
PARK Woo Yeung 朴禹泳 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-12-14
LE COURT Delphine Marie-Gabrielle RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-11-30
GILLET Emmanuel Jean Joseph RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-23
LASJUNIES Aurelien Matthieu RO 4 (Advising on Securities), 1 (Dealing in Securities) 2020-10-22
WADE John Howard RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-10-06
FRANCOMME Gregory Fred Lucien RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-07-24
LE SAINT Bruno Stephane Jean Marie RO 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-16
TSANG Man Shun Marshall 曾文遜 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-05
NG Ping 吳冰 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-05-18
UBERTO Theophile RE 1 (Dealing in Securities) 2020-05-05
LI Tsz Hei 李祉熹 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-04-08
BEACHAM Andrew RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-02-12
ZHANG Yong 張勇 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-02-03
ZHAO Tian 趙恬 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-01-07
LAW Ho Yan, Bianca 羅可欣 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-01-07
GUERIRI Walid RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-12-17
CHEN Yaning 陳亞宁 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-11-14
UPADRASTA Sivakumar RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-11-14
BOUCHOT Samuel Yves Jean RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-02
MICHL Eric Benjamin RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2019-10-02
MICHL Eric Benjamin RE 1 (Dealing in Securities) 2019-09-18
LIAROKAPIS Vassiliki RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2019-09-16
ESCUDIER Romain Jean David RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-09-12
WONG Ah Lok 黃阿樂 RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-09
LEUNG Choon Long, Justin 梁雋朗 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-05
DING Chenying 丁陳穎 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-05
ELBAZ Eric Mikael RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-29
LI Weidong 李偉冬 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-20
CHOI Tak On 蔡德安 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-08-12
QU Simon Tao 曲濤 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-07-15
CHEN Tong 陳童 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-06-27
LIU Jimmy Chenxi 劉晨曦 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-06-27
PALLAV Peeyush RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-05-31
LAU Yin Kwan 劉燕群 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-04-24
HO Kenneth Kar-hin 何家軒 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-04-24
CHEUK Hiu Shui Akiho Amy 卓曉穗 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-23
CHAO Yee Hung 趙綺虹 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-03
TANG Chun Ki 鄧俊琪 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-03-27
WONG Long Hin Ambrose 王朗軒 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-03-19
LE GOFF Yannick Christian RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-03-13
BERNARDO Jessie 洪雅詩 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-03-13
GAYRAUD Charles Arthur Olivier RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-01-25
THOMSON James Joseph RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-12-18
ZHANG Shuping 張舒萍 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-12-17
CHAN Wai 陳威 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-12-07
YAP Soon Yeong RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-11-13
LEE Sungjoon RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-11-02
HUANG Bi-Chen 黃必承 RE 4 (Advising on Securities) 2018-11-01
SAHAGHIAN Antoine Gael RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-10-22
HUANG Bi-Chen 黃必承 RE 1 (Dealing in Securities) 2018-10-19
TAN Wan Sun 陳菀珊 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-10-19
TSE Jonathan Chung Hin 謝仲軒 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-10-10
WONG Yau Hong Alex 黃佑匡 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-10-09
XIAN Junqi 咸隽頎 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-09-06
SETHURAMAN Anuradha RE 4 (Advising on Securities) 2018-08-30
YOU Yanwei 游燕薇 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-08-28
SETHURAMAN Anuradha RE 1 (Dealing in Securities) 2018-08-15
HAN Zhe 韓哲 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-07-31
CHENG Hung, Eric 鄭虹 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-27
POUV Stelyne Anais RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-06-13
VERHELST Stephane Paul Jean RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-10
KWOK Ka Yan 郭嘉欣 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-07
SONG Jiawei 宋嘉瑋 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-04-26
KLINGER Daniel RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-03-20
BOUDOUX Thomas Matthieu RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-03-06
WU Peiqin 吴佩芹 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-02-23
WENG Jinghong 翁靜虹 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-02-15
LEE Ji Heon RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-01-23
TSUI Yeuk Ting, Maggie 徐若婷 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-01-18
WONG Kwok Wai 黃國威 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-01-15
MASSON Benjamin Rene Remi RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-10-12
POON Ka Chun 潘家駿 RE 1 (Dealing in Securities) 2017-08-15
BRIDOUX Christophe Francois RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-07-31
CHAN Kam Yee 陳錦儀 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-06-28
RANDON Theophile Maxime RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-05-19
AMAR Cindy RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-04-26
NICOLLET Paul, Pierre, Louis RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-04-07
FORSYTH David Spence RE 1 (Dealing in Securities) 2017-02-10
LAU Kai Fung, Edward 劉啟鋒 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-12-23
DOO Kyung Min RE 1 (Dealing in Securities), 4 (Advising on Securities) 2016-07-21
PRIEUR DE LA COMBLE Armand Stefan Gaston RE 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-06-28
KADMIRI Oussama RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-05-09
GUESDE Fabrice RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-04-25
KHOUNGUI Ottmane RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-03-09
SCHAEFER Rishad Antonios RE 1 (Dealing in Securities), 4 (Advising on Securities) 2016-03-03
CALVINO Guillaume RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-02-03
HA THUC Viet-Linh RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2016-01-15
NARAIN Raghavendra RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-09-25
YEO Chung Hong 楊川弘 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-08-12
SHEN Sung Hsien Yves 沈頌賢 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-06-05
LI Shao Chung 李紹宗 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-06-04
LIU Kuan Cheng 劉冠成 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-03-16
HERAUDE Michael Pascal RE 4 (Advising on Securities), 1 (Dealing in Securities) 2014-12-23
LIU Ka Yip, Thomson 廖嘉業 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-07-24
YEUNG So Yan 楊愫殷 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-03-10
PANG Chungho, Peter 彭頌豪 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2012-12-12
JIN Yong J RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2012-08-29
CHAN Joe Sing Paul 陳祖聖 RE 1 (Dealing in Securities) 2012-07-23
PLAGNARD Samuel Guy Francois RE 1 (Dealing in Securities), 4 (Advising on Securities) 2012-07-20
CHAN Joe Sing Paul 陳祖聖 RE 2 (Dealing in Futures Contracts) 2011-06-23
LOO Jon Pierre RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-05-30
ZOU Zhongliang 邹中梁 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2011-05-20
LO Kwok On 羅國安 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2010-03-15
ARMAND Christophe Damien RE 2 (Dealing in Futures Contracts) 2010-03-04
JIM Pok To, Francis 詹博道 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2009-09-02
IPPOLITO Paolo RE 2 (Dealing in Futures Contracts) 2008-10-08
ARMAND Christophe Damien RE 1 (Dealing in Securities) 2008-09-10
IPPOLITO Paolo RE 1 (Dealing in Securities) 2007-07-03