SFC Licences of RUDDICK Matthew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 4 | 08 July 2013 | 31 December 2013 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 11 March 2013 | 31 December 2013 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 11 March 2013 | 08 July 2013 |
| BTIG Hong Kong Limited | RE | 1 | 26 March 2012 | 28 February 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 23 June 2008 | 28 September 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 11 June 2007 | 28 September 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 18 May 2004 | 20 April 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 18 May 2004 | 20 April 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 18 May 2004 | 20 April 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 May 2004 | 20 April 2007 |