SFC Licences of DOBASHI Shinobu 土橋忍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Centuriam Limited 百式投資管理有限公司 | RE | 9 | 12 July 2023 | |
| Centuriam Limited 百式投資管理有限公司 | RE | 4 | 12 July 2023 | |
| Julius Baer (Hong Kong) Limited | RE | 4 | 28 June 2010 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 28 June 2010 | 13 June 2011 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 13 April 2004 | 21 September 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 13 April 2004 | 21 September 2006 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 April 2004 | 21 September 2006 |