SFC Licences of TAM Lai Chu 譚麗珠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 16 November 2005 | 21 July 2009 |
Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 12 April 2005 | 20 May 2005 |
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 28 May 2004 | 21 March 2005 |