SFC Licences of HUI Kai Sing 許啟昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 17 April 2004 | 25 March 2006 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 17 April 2004 | 25 March 2006 |
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 17 April 2004 | 25 March 2006 |