SFC Licences of YU Shuk Man, Glenda 余淑雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 19 July 2006 | 02 April 2008 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 19 July 2006 | 02 April 2008 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 07 July 2005 | 23 June 2006 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 04 May 2004 | 29 March 2005 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 May 2004 | 29 March 2005 |