SFC Licences of LI Zhenyu 李震宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ICBC International Futures Limited 工銀國際期貨有限公司	RO	2	25 March 2020
ICBC International Securities Limited 工銀國際證券有限公司	RO	4	25 March 2020
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	25 March 2020
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	02 August 2019	25 March 2020
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	20 February 2019	25 March 2020
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	2	07 December 2017	10 February 2019
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	06 November 2017	10 February 2019
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	2	26 June 2017	18 September 2017
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	1	26 June 2017	18 September 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	16 January 2014	25 June 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	11 December 2013	25 June 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司	RE	1	11 January 2011	16 October 2013
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司	RE	9	10 October 2006	27 November 2008
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司	RE	4	10 October 2006	27 November 2008
Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司	RE	6	14 August 2006	27 November 2008
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	30 April 2004	20 March 2006
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	30 April 2004	20 March 2006