SFC Licences of LAW Siu Chung 羅兆聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jupiter Asset Management (Hong Kong) Limited | RE | 1 | 20 July 2023 | |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 4 | 17 July 2019 | 10 July 2023 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 1 | 17 July 2019 | 10 July 2023 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 05 June 2004 | 19 June 2009 |