SFC Licences of CHAN Suk Fan, Liza 陳淑芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 19 October 2005 | 25 July 2006 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 19 October 2005 | 25 July 2006 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 14 July 2004 | 31 December 2004 |