SFC Licences of GAO Hui 高暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 17 June 2013 | 21 May 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 July 2010 | 21 May 2016 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 23 July 2010 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 23 July 2010 | 31 August 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 24 April 2009 | 10 October 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 12 June 2008 | 10 October 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 April 2008 | 10 October 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 06 June 2007 | 18 March 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 18 May 2004 | 18 March 2008 |