SFC Licences of GAO Hui 高暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 17 June 2013 21 May 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 July 2010 21 May 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 23 July 2010 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 23 July 2010 31 August 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 24 April 2009 10 October 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 12 June 2008 10 October 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 15 April 2008 10 October 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 06 June 2007 18 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 18 May 2004 18 March 2008