SFC Licences of LEE Sang Me
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 4 | 11 January 2010 | 08 March 2013 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 1 | 11 January 2010 | 08 March 2013 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RE | 1 | 03 July 2009 | 11 January 2010 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 18 May 2009 | 25 June 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 31 May 2004 | 10 March 2009 |