SFC Licences of LAM So Ying 林素英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 23 January 2024
Head & Shoulders Capital Limited 聯合企業融資有限公司 RO 6 09 December 2020
BaoQiao Partners Capital Limited 寶橋融資有限公司 RE 1 13 April 2015 23 November 2020
BaoQiao Partners Capital Limited 寶橋融資有限公司 RO 6 24 June 2014 23 November 2020
Donvex Capital Limited 富域資本有限公司 RO 6 30 April 2010 12 May 2014
Donvex Capital Limited 富域資本有限公司 RE 6 27 March 2009 30 April 2010
Galileo Capital Limited 嘉利盈融資有限公司 RO 6 14 November 2007 01 November 2008
Galileo Capital Limited 嘉利盈融資有限公司 RE 6 24 January 2005 14 November 2007