SFC Licences of LAM So Ying 林素英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 23 January 2024 | |
Head & Shoulders Capital Limited 聯合企業融資有限公司 | RO | 6 | 09 December 2020 | |
BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 1 | 13 April 2015 | 23 November 2020 |
BaoQiao Partners Capital Limited 寶橋融資有限公司 | RO | 6 | 24 June 2014 | 23 November 2020 |
Donvex Capital Limited 富域資本有限公司 | RO | 6 | 30 April 2010 | 12 May 2014 |
Donvex Capital Limited 富域資本有限公司 | RE | 6 | 27 March 2009 | 30 April 2010 |
Galileo Capital Limited 嘉利盈融資有限公司 | RO | 6 | 14 November 2007 | 01 November 2008 |
Galileo Capital Limited 嘉利盈融資有限公司 | RE | 6 | 24 January 2005 | 14 November 2007 |