SFC Licences of SUTTON Ben
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 22 August 2005 | 01 October 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 22 August 2005 | 01 October 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 27 July 2005 | 01 October 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 27 July 2005 | 01 October 2007 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 15 June 2004 | 22 June 2005 |
| HSBC Securities (Asia) Limited | RE | 1 | 15 June 2004 | 22 June 2005 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 15 June 2004 | 22 June 2005 |