SFC Licences of ZHOU Zhi 周知
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| WALDEN PARTNERS CAPITAL LIMITED | RO | 9 | 17 March 2023 | |
| WALDEN PARTNERS CAPITAL LIMITED | RO | 4 | 17 March 2023 | |
| WALDEN PARTNERS CAPITAL LIMITED | RO | 1 | 17 March 2023 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 07 June 2017 | 03 February 2021 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 07 June 2017 | 03 February 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 January 2013 | 06 January 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 January 2013 | 06 January 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 16 October 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 15 June 2004 | 14 October 2005 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 June 2004 | 14 October 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 June 2004 | 14 October 2005 |