SFC Licences of CHIU Sheung Yuk 趙嫦玉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sino Linear Investment Management Limited 信諾聯投資管理有限公司	RO	9	16 November 2023
Matrix Asset Management Limited 矩陣資產管理有限公司	RE	9	01 June 2023	31 October 2023
Matrix Asset Management Limited 矩陣資產管理有限公司	RE	4	01 June 2023	31 October 2023
Matrix Securities Limited 矩陣證券有限公司	RE	1	01 June 2023	31 October 2023
HTF Securities Limited 瑞豐國際證券有限公司	RO	9	14 August 2019	01 April 2023
HTF Securities Limited 瑞豐國際證券有限公司	RO	4	14 August 2019	01 April 2023
HTF Securities Limited 瑞豐國際證券有限公司	RO	1	14 August 2019	01 April 2023
HTF Securities Limited 瑞豐國際證券有限公司	RE	9	19 July 2019	14 August 2019
HTF Securities Limited 瑞豐國際證券有限公司	RE	4	19 July 2019	14 August 2019
HTF Securities Limited 瑞豐國際證券有限公司	RE	1	19 July 2019	14 August 2019
HK Keystone Capital Limited 香港基業資本有限公司	RO	9	09 November 2018	08 April 2019
HK Keystone Capital Limited 香港基業資本有限公司	RO	4	09 November 2018	08 April 2019
HK Keystone Capital Limited 香港基業資本有限公司	RO	1	09 November 2018	08 April 2019
Prior Asset Management Limited 昇悅資產管理有限公司	RO	9	14 September 2016	15 October 2018
Prior Asset Management Limited 昇悅資產管理有限公司	RO	4	14 September 2016	15 October 2018
D'Asie Asset Management Limited 達則資產管理有限公司	RO	9	19 January 2016	01 August 2016
D'Asie Asset Management Limited 達則資產管理有限公司	RO	4	19 January 2016	01 August 2016
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RO	9	27 October 2014	15 January 2016
Karl-Thomson Securities Company Limited 高信證券有限公司	RO	1	24 October 2013	15 January 2016
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司	RE	2	24 September 2010	15 January 2016
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	1	30 July 2009	24 October 2013
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	9	25 May 2006	27 October 2014
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	4	06 August 2004	15 January 2016