SFC Licences of YAN Cleo Sheung Ngar 甄尚雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 September 2014 | |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 09 May 2013 | 17 July 2014 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 09 May 2013 | 17 July 2014 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 28 July 2006 | 21 August 2009 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 28 July 2006 | 21 August 2009 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 19 August 2004 | 21 April 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 19 August 2004 | 21 April 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 19 August 2004 | 21 April 2006 |