SFC Licences of LIANG Xiao 梁瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hao Advisors Management Limited | RO | 9 | 28 April 2017 | 31 May 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 19 March 2012 | 11 December 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 19 March 2012 | 11 December 2014 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 19 March 2012 | 11 December 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 July 2005 | 11 December 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 25 April 2005 | 11 July 2005 |
| Merrill Lynch Far East Limited | RE | 1 | 25 April 2005 | 11 July 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 June 2004 | 11 July 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 June 2004 | 11 July 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 28 June 2004 | 11 July 2005 |
| Merrill Lynch Far East Limited | RE | 6 | 28 June 2004 | 11 July 2005 |