SFC Licences of NIIZEKI Kenichi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ARTS Capital Management Limited | RO | 9 | 20 December 2007 | 28 February 2008 |
| Double Haven Capital (Hong Kong) Limited | RO | 9 | 16 February 2007 | 05 June 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 30 June 2004 | 06 October 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 June 2004 | 06 October 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 30 June 2004 | 06 October 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 30 June 2004 | 06 October 2006 |