SFC Licences of AZZI Daniel W
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 2 | 28 August 2007 | 31 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RO | 1 | 28 August 2007 | 31 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 11 September 2006 | 28 August 2007 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 11 September 2006 | 28 August 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 20 June 2006 | 11 August 2006 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 13 July 2004 | 11 August 2006 |