SFC Licences of KUBO Seisaku

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 9 14 March 2018 01 April 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 4 14 March 2018 01 April 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RO 1 14 March 2018 01 April 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 4 29 October 2004 17 October 2005
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 9 15 July 2004 17 October 2005
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 5 15 July 2004 29 October 2004