SFC Licences of LAU Siu Sze 劉小思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 December 2011 | 09 November 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 16 November 2010 | 09 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 April 2007 | 09 November 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 April 2007 | 16 November 2010 |
| Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 22 July 2004 | 07 December 2004 |