SFC Licences of HAN Bing 韓冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BrightSphere (Asia-Pacific) Limited | RO | 1 | 12 December 2019 | 30 April 2020 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RO | 4 | 28 April 2015 | 04 October 2019 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 29 August 2014 | 04 October 2019 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 29 August 2014 | 28 April 2015 |
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RE | 4 | 12 April 2007 | 31 August 2009 |
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RE | 1 | 12 April 2007 | 31 August 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 21 July 2004 | 05 October 2005 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 21 July 2004 | 03 March 2005 |