SFC Licences of NG Tze Chung 吳子聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Aristo Securities Limited 雅利多證券有限公司	RO	1	18 October 2022
Aristo Securities Limited 雅利多證券有限公司	RE	1	08 August 2022	18 October 2022
Integrity Construction & Development Securities Group Limited 正金證券集團有限公司	RO	1	31 March 2022	10 June 2022
Kingdom Securities Limited 國權證券有限公司	RO	1	26 August 2021	06 December 2021
Rich Bay Securities Limited 富利證券有限公司	RO	2	08 April 2020	29 June 2020
Rich Bay Securities Limited 富利證券有限公司	RO	1	08 April 2020	29 June 2020
Rich Bay Securities Limited 富利證券有限公司	RE	2	07 April 2020	08 April 2020
Rich Bay Securities Limited 富利證券有限公司	RE	1	07 April 2020	08 April 2020
Peak Cloud Limited 雲明有限公司	RO	2	05 December 2019	06 April 2020
Peak Cloud Limited 雲明有限公司	RO	1	05 December 2019	06 April 2020
Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司	RE	5	25 July 2018	21 February 2019
Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司	RE	2	25 July 2018	21 February 2019
Space Securities Limited 恆宇證券有限公司	RO	1	19 June 2017	20 June 2018
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司	RE	2	07 March 2013	21 August 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RE	1	07 March 2013	21 August 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	25 November 2010	01 February 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	25 November 2010	01 February 2013
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	2	18 August 2009	19 November 2010
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	18 August 2009	19 November 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	06 March 2007	07 August 2009
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	06 March 2007	07 August 2009
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	12 May 2005	27 February 2007
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司	RE	2	12 May 2005	30 November 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	03 September 2004	27 February 2007