SFC Licences of CHUNG Ho Fai, Derek 鍾晧輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 6 01 September 2021
orientiert XYZ Securities Limited RO 6 16 September 2020 27 August 2021
orientiert XYZ Securities Limited RO 4 16 September 2020 27 August 2021
orientiert XYZ Securities Limited RO 1 16 September 2020 27 August 2021
orientiert XYZ Securities Limited RE 6 30 January 2020 16 September 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 6 26 April 2017 21 October 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 10 November 2016 26 April 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 13 September 2004 03 November 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 13 September 2004 03 November 2016