SFC Licences of CHUNG Ho Fai, Derek 鍾晧輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 01 September 2021 | |
orientiert XYZ Securities Limited | RO | 6 | 16 September 2020 | 27 August 2021 |
orientiert XYZ Securities Limited | RO | 4 | 16 September 2020 | 27 August 2021 |
orientiert XYZ Securities Limited | RO | 1 | 16 September 2020 | 27 August 2021 |
orientiert XYZ Securities Limited | RE | 6 | 30 January 2020 | 16 September 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 26 April 2017 | 21 October 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 10 November 2016 | 26 April 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 13 September 2004 | 03 November 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 September 2004 | 03 November 2016 |