SFC Licences of WATERHOUSE Julian Brian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 10 December 2012 | 01 April 2017 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 31 August 2010 | 10 December 2012 |
| HSBC Securities (Asia) Limited | RE | 4 | 19 August 2004 | 14 December 2004 |