SFC Licences of YU Chun Sing, Sam 余振聲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Futures Services (Asia) Limited | RO | 5 | 14 October 2004 | 03 March 2005 |
RBC Futures Services (Asia) Limited | RO | 2 | 14 October 2004 | 03 March 2005 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 9 | 14 October 2004 | 03 March 2005 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 5 | 14 October 2004 | 03 March 2005 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 4 | 14 October 2004 | 03 March 2005 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 2 | 14 October 2004 | 03 March 2005 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 1 | 14 October 2004 | 03 March 2005 |