SFC licenceholder ALC474 TANG Chi Kit 鄧智傑

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 11 March 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [9] (Asset Management) 18 September 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 18 September 2012 10 October 2016
Merrill Lynch (Asia Pacific) Limited RE [4] (Advising on Securities) 08 April 2010 26 September 2011
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 23 July 2008 26 September 2011
CLSA Research Limited 里昂證券投資研究有限公司 RE [4] (Advising on Securities) 22 August 2007 04 July 2008
Brevan Howard (Hong Kong) Limited RE [9] (Asset Management) 10 August 2006 25 June 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [4] (Advising on Securities) 15 July 2005 30 June 2006
HSBC Securities (Asia) Limited RE [4] (Advising on Securities) 01 September 2004 30 June 2005