SFC Licences of TANG Chi Kit 鄧智傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 11 March 2014 | |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 18 September 2012 | 10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 18 September 2012 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 September 2012 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 26 September 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 July 2008 | 26 September 2011 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 22 August 2007 | 04 July 2008 |
| Brevan Howard (Hong Kong) Limited | RE | 9 | 10 August 2006 | 25 June 2007 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 15 July 2005 | 30 June 2006 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 September 2004 | 30 June 2005 |