SFC Licences of LIN Carol 林嘉莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 29 June 2011 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 June 2011 | 14 May 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 28 March 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 January 2007 | 28 March 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 January 2007 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 December 2004 | 16 October 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 August 2004 | 16 October 2006 |