SFC Licences of KRATZ Bo Rolf Anders

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Conning Asia Pacific Limited 康利亞太有限公司 RO 9 16 February 2016 29 November 2021
Conning Asia Pacific Limited 康利亞太有限公司 RO 4 16 February 2016 29 November 2021
Conning Asia Pacific Limited 康利亞太有限公司 RO 1 16 February 2016 29 November 2021
Northern Trust Company of Hong Kong Limited, The RO 9 05 December 2013 05 December 2015
Northern Trust Company of Hong Kong Limited, The RO 2 05 December 2013 05 December 2015
Northern Trust Company of Hong Kong Limited, The RO 1 28 February 2013 05 December 2015
Northern Trust Company of Hong Kong Limited, The RE 1 29 November 2012 28 February 2013
EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) 盈信博茂(香港)有限公司 (以EnTrust Global名義經營業務) RO 4 27 August 2007 28 February 2011
EnTrustPermal (Hong Kong) Limited (trading as EnTrust Global) 盈信博茂(香港)有限公司 (以EnTrust Global名義經營業務) RO 1 22 April 2006 28 February 2011
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RO 4 20 May 2005 06 March 2006
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RO 1 20 May 2005 06 March 2006
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 24 August 2004 20 May 2005
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 24 August 2004 20 May 2005