SFC Licences of SO Po Ching 蘇寶清

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
EIA Capital International Company Limited 上浤資本國際有限公司	RO	9	27 March 2023
Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司	RO	9	06 April 2022	17 May 2022
Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司	RO	4	06 April 2022	17 May 2022
Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司	RO	1	06 April 2022	17 May 2022
Evergain Funds Limited 恆益基金有限公司	RO	9	17 July 2020	31 December 2021
Evergain Funds Limited 恆益基金有限公司	RO	4	17 July 2020	31 December 2021
Leading Securities Company Limited 立鼎證券有限公司	RO	4	28 January 2019	11 October 2019
Leading Securities Company Limited 立鼎證券有限公司	RO	1	27 October 2017	11 October 2019
Leading Securities Company Limited 立鼎證券有限公司	RE	4	27 October 2017	28 January 2019
Leading Securities Company Limited 立鼎證券有限公司	RE	1	11 April 2017	27 October 2017
Leading Securities Company Limited 立鼎證券有限公司	RO	9	10 March 2017	11 October 2019
Leading Securities Company Limited 立鼎證券有限公司	RE	9	14 February 2017	10 March 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RO	9	06 October 2011	13 February 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	9	16 April 2008	06 October 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	1	14 October 2004	13 February 2017