SFC Licences of SO Po Ching 蘇寶清

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 RO 9 06 April 2022 17 May 2022
Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 RO 4 06 April 2022 17 May 2022
Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 RO 1 06 April 2022 17 May 2022
Evergain Funds Limited 恆益基金有限公司 RO 9 17 July 2020 31 December 2021
Evergain Funds Limited 恆益基金有限公司 RO 4 17 July 2020 31 December 2021
CRIC Securities Company Limited 克而瑞證券有限公司 RO 4 28 January 2019 11 October 2019
CRIC Securities Company Limited 克而瑞證券有限公司 RO 1 27 October 2017 11 October 2019
CRIC Securities Company Limited 克而瑞證券有限公司 RO 9 10 March 2017 11 October 2019
CRIC Securities Company Limited 克而瑞證券有限公司 RE 4 27 October 2017 28 January 2019
CRIC Securities Company Limited 克而瑞證券有限公司 RE 1 11 April 2017 27 October 2017
CRIC Securities Company Limited 克而瑞證券有限公司 RE 9 14 February 2017 10 March 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 9 06 October 2011 13 February 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 14 October 2004 13 February 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 9 16 April 2008 06 October 2011