SFC Licences of CHAN Wing Tai 陳永泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 03 October 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 03 October 2022
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 03 October 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 03 October 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 11 October 2018 31 August 2022
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 22 August 2018 31 August 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 22 August 2018 31 August 2022
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 22 August 2018 31 August 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 11 March 2015 09 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 11 March 2015 09 August 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 15 January 2014 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 15 January 2014 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 15 January 2014 08 January 2015
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 07 March 2013 19 October 2013
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 07 March 2013 19 October 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 07 March 2013 19 October 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 18 September 2008 09 February 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 September 2004 09 February 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 01 September 2004 31 January 2012