SFC Licences of BARROSO Raul Francisco
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 4 | 16 May 2016 | 02 June 2016 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 18 September 2014 | 16 May 2016 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 25 May 2011 | 14 August 2012 |
| Arete Research Asia Limited | RO | 4 | 11 January 2010 | 09 May 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 16 September 2004 | 20 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 16 September 2004 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 16 September 2004 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 September 2004 | 20 November 2008 |