SFC Licences of RECHTMAN Romain Jack
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 7 | 20 February 2009 | 29 July 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 28 August 2008 | 29 July 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 April 2008 | 29 July 2011 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 September 2004 | 26 February 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 13 September 2004 | 26 February 2008 |