SFC Licences of SPECIALE Mark Phillip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 9 | 24 March 2015 | 23 May 2015 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 4 | 24 March 2015 | 23 May 2015 |
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 | RE | 1 | 24 March 2015 | 23 May 2015 |
Capital International, Inc. | RE | 1 | 30 August 2011 | 01 May 2012 |
Capital International, Inc. | RE | 9 | 24 September 2004 | 01 May 2012 |