SFC Licences of YANG Richard Rui 楊瑞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 08 August 2012 | 27 March 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 08 August 2012 | 27 March 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 08 August 2012 | 27 March 2015 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 17 February 2012 | 29 February 2012 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 01 August 2011 | 29 February 2012 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 01 August 2011 | 29 February 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 April 2005 | 02 October 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 16 September 2004 | 02 October 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 September 2004 | 02 October 2008 |