SFC Licences of CHENG Charles Yo-chuan 鄭又銓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Clarity Investment Partners Limited 可承資本有限公司 | RO | 9 | 26 September 2017 | |
| Oneday Asset Management Limited 壹天資產管理有限公司 | RE | 9 | 28 October 2014 | 30 June 2017 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 1 | 05 August 2013 | 01 August 2014 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 12 July 2010 | 18 November 2011 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 14 November 2008 | 01 July 2010 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 14 November 2008 | 01 July 2010 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 | RE | 4 | 25 January 2008 | 30 April 2008 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 | RE | 9 | 21 September 2004 | 30 April 2008 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 | RE | 1 | 21 September 2004 | 30 April 2008 |