SFC Licences of FAN Cliff Kuang Cheng 樊光正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Giga (Hong Kong) Limited | RE | 4 | 01 July 2007 | 02 June 2008 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 January 2007 | 16 March 2007 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 16 January 2006 | 16 December 2006 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 22 September 2004 | 23 December 2005 |