SFC Licences of LIU Wei 劉煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ascent Fund Management (HK) Limited | RE | 9 | 13 September 2024 | |
| HashKey Capital Limited | RE | 9 | 03 June 2021 | 02 November 2023 |
| Goldstream Capital Management Limited 金涌資本管理有限公司 | RE | 9 | 24 February 2020 | 30 April 2021 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 | RE | 9 | 03 August 2017 | 31 January 2020 |
| Racing Capital Management (HK) Limited | RO | 4 | 11 November 2016 | 20 July 2017 |
| Racing Capital Management (HK) Limited | RO | 9 | 06 July 2016 | 20 July 2017 |
| Racing Capital Management (HK) Limited | RE | 9 | 16 June 2016 | 06 July 2016 |
| Hamon Asian Advisors Limited | RE | 9 | 10 September 2010 | 15 April 2014 |
| Hamon Asian Advisors Limited | RE | 4 | 10 September 2010 | 15 April 2014 |
| Hamon Asset Management Limited | RE | 9 | 10 September 2010 | 15 April 2014 |
| Hamon Asset Management Limited | RE | 5 | 10 September 2010 | 15 April 2014 |
| Hamon Asset Management Limited | RE | 4 | 10 September 2010 | 15 April 2014 |
| Hamon Investment Management Limited | RE | 9 | 10 September 2010 | 15 April 2014 |
| Hamon Investment Management Limited | RE | 5 | 10 September 2010 | 15 April 2014 |
| Hamon Investment Management Limited | RE | 4 | 10 September 2010 | 15 April 2014 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 19 May 2010 | 01 June 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 20 August 2008 | 01 June 2010 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 26 February 2007 | 28 May 2008 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 September 2004 | 19 March 2007 |