SFC Licences of LIU Wei 劉煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HashKey Capital Limited RE 9 03 June 2021
Goldstream Capital Management Limited 金涌資本管理有限公司 RE 9 24 February 2020 30 April 2021
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RE 9 03 August 2017 31 January 2020
Racing Capital Management (HK) Limited RO 4 11 November 2016 20 July 2017
Racing Capital Management (HK) Limited RO 9 06 July 2016 20 July 2017
Racing Capital Management (HK) Limited RE 9 16 June 2016 06 July 2016
Hamon Investment Management Limited RE 9 10 September 2010 15 April 2014
Hamon Asset Management Limited RE 9 10 September 2010 15 April 2014
Hamon Asian Advisors Limited RE 9 10 September 2010 15 April 2014
Hamon Investment Management Limited RE 5 10 September 2010 15 April 2014
Hamon Asset Management Limited RE 5 10 September 2010 15 April 2014
Hamon Investment Management Limited RE 4 10 September 2010 15 April 2014
Hamon Asset Management Limited RE 4 10 September 2010 15 April 2014
Hamon Asian Advisors Limited RE 4 10 September 2010 15 April 2014
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 19 May 2010 01 June 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 20 August 2008 01 June 2010
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 26 February 2007 28 May 2008
CLSA Limited 中信里昂證券有限公司 RE 1 23 September 2004 19 March 2007