SFC Licences of SUN Yu Feng 孫于峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 29 July 2019 04 August 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 29 July 2019 04 August 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 24 June 2019 04 August 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 24 June 2019 04 August 2021
East Purple Capital Company Limited RO 9 26 June 2017 31 March 2019
East Purple Capital Company Limited RO 4 26 June 2017 31 March 2019
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 1 08 December 2011 02 July 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 1 24 October 2011 08 December 2011
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 9 22 September 2008 02 July 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 4 22 September 2008 02 July 2016
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 16 July 2008 22 September 2008
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 16 July 2008 22 September 2008
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RO 9 28 April 2008 30 June 2008
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 4 28 April 2008 30 June 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 9 10 December 2007 30 June 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 4 10 December 2007 30 June 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 9 13 November 2007 10 December 2007
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 13 November 2007 10 December 2007
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 4 22 January 2007 30 September 2007
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 9 15 September 2005 30 September 2007
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RO 4 15 September 2005 15 April 2006
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 9 15 October 2004 15 September 2005
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 4 15 October 2004 15 September 2005