SFC Licences of CHANG Shu Tin, Stephen 張樹田
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 26 September 2022 | |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 26 September 2022 | |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RO | 3 | 07 August 2018 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 08 January 2008 | |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 16 November 2005 | 07 August 2018 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 27 September 2004 | 17 October 2005 |