SFC Licences of LI Patrick 李栢祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 RO 9 06 March 2020
China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 RO 4 06 March 2020
China Silver Bullet Securities Company Limited 中國子彈証券股份有限公司 RO 1 06 March 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 9 12 January 2017 18 February 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 4 12 January 2017 18 February 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 1 12 January 2017 18 February 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 9 17 November 2016 12 January 2017
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 4 17 November 2016 12 January 2017
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 1 17 November 2016 12 January 2017
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 12 March 2014 03 October 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 12 March 2014 03 October 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 12 March 2014 03 October 2014
Bright Fund Management Limited 光明投資管理有限公司 RE 9 20 March 2012 14 February 2014
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 22 November 2006 14 February 2014
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 11 October 2004 14 February 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 11 October 2004 14 February 2014