SFC Licences of KIM Sharon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 04 October 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 July 2007 | 04 October 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 July 2007 | 26 August 2010 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 05 November 2004 | 30 April 2007 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 05 November 2004 | 30 April 2007 |