SFC Licences of CAO Guanye 曹冠業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Point Asset Management Limited 中保資產管理有限公司 RO 9 18 December 2017 18 June 2018
China Point Asset Management Limited 中保資產管理有限公司 RO 4 18 December 2017 18 June 2018
China Point Asset Management Limited 中保資產管理有限公司 RE 9 12 October 2015 18 December 2017
China Point Asset Management Limited 中保資產管理有限公司 RE 4 12 October 2015 18 December 2017
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 RE 9 28 August 2013 28 July 2015
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 RE 4 28 August 2013 28 July 2015
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 07 March 2007 27 August 2007
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 29 November 2006 27 August 2007
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 29 November 2006 27 August 2007
Amundi Asset Management RE 9 12 October 2004 13 October 2006
Amundi Asset Management RE 4 12 October 2004 13 October 2006
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 12 October 2004 13 October 2006
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 12 October 2004 13 October 2006
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 12 October 2004 13 October 2006