SFC Licences of YOUNG Alan James Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RE | 2 | 02 January 2024 | |
| T.F.S. Derivatives HK Limited | RE | 1 | 02 January 2024 | |
| T.F.S. Derivatives HK Limited | RO | 2 | 04 May 2017 | 04 January 2021 |
| T.F.S. Derivatives HK Limited | RO | 1 | 04 May 2017 | 04 January 2021 |
| T.F.S. Derivatives HK Limited | RE | 2 | 20 March 2017 | 04 May 2017 |
| T.F.S. Derivatives HK Limited | RE | 1 | 20 March 2017 | 04 May 2017 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RO | 2 | 23 January 2014 | 11 January 2017 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RO | 1 | 23 January 2014 | 11 January 2017 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 2 | 20 November 2013 | 23 January 2014 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 20 November 2013 | 23 January 2014 |
| T.F.S. Derivatives HK Limited | RO | 1 | 19 January 2010 | 06 November 2013 |
| T.F.S. Derivatives HK Limited | RE | 1 | 22 July 2009 | 19 January 2010 |
| T.F.S. Derivatives HK Limited | RO | 2 | 03 April 2009 | 06 November 2013 |
| Trio Equity Derivatives (Hong Kong) Limited | RO | 2 | 31 December 2004 | 28 December 2006 |
| Trio Equity Derivatives (Hong Kong) Limited | RO | 1 | 31 December 2004 | 28 December 2006 |