SFC Licences of PATEL Rakesh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kriya Capital Limited RE 9 02 July 2020
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 7 04 March 2011 31 July 2019
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 16 May 2006 31 July 2019
HSBC Securities (Asia) Limited RO 1 16 May 2006 31 August 2018
HSBC Securities (Asia) Limited RE 1 15 November 2004 14 November 2005