SFC Licences of PATEL Rakesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kriya Capital Limited | RE | 9 | 02 July 2020 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 7 | 04 March 2011 | 31 July 2019 |
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 16 April 2009 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 16 April 2009 | ||
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RO | 1 | 16 May 2006 | 31 July 2019 |
| HSBC Securities (Asia) Limited | RO | 1 | 16 May 2006 | 31 August 2018 |
| HSBC Securities (Asia) Limited | RE | 1 | 15 November 2004 | 14 November 2005 |